Deep Blue Financial Limited

• Principal Place of Business

  Deep Blue House

  Lower Quay

  Fareham

  Hampshire

  PO16 0XR

  UNITED KINGDOM

  Phone

  +4401329233364

  Web

  https://www.deepbluefinancial.com

• Complaints Contact

  Deep Blue House

  Lower Quay

  Fareham

  Hampshire

  PO16 0XR

  UNITED KINGDOM

  Phone

  +4401329233364

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Louise Mills

  IRN ELM01032

  • CF30 Customer (26 Mar 2010 to 6 Dec 2011)
• Gary Loveless

  IRN GDL01054

  • CF30 Customer (2 Jan 2019 to 8 Aug 2019)
• Gary Royston Cole

  IRN GRC01075

  • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
  • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
• Gillian Yates

  IRN GXY00008

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2020)
• Giuseppe Lee Mario Bretti

  IRN GLB01062

  • [FCA CF] Client dealing (2 Jul 2024 to 14 May 2025)
  • [FCA CF] Functions requiring qualifications (2 Jul 2024 to 14 May 2025)
• Ian Robert Batterbee

  IRN IRB00021

  • CF30 Customer (11 Apr 2012 to 2 Apr 2015)
• JOHN POULTER

  IRN JXP02034

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2020)
• Jamal Nassir Darweish

  IRN JND01034

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2025)
  • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
• James Murphy

  IRN JXM04016

  • [FCA CF] Client dealing (9 Jan 2020 to 22 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Jan 2020 to 22 Jul 2022)
• Jody Martin Sturman

  IRN JMS01371

  • CF30 Customer (8 May 2012 to 26 Jun 2013)

No changes recorded yet.