Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Dec 2013)
  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • CF30 Customer (8 May 2012 to 26 Jun 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 5 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.