Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 14 Aug 2025)
- Appointed representative dealing with clients for which they require qualification (since 6 Aug 2025)
- [FCA CF] Client dealing (since 6 Aug 2025)
- CF30 Customer (since 4 Aug 2025)
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Hawkeye Financial Limited
FRN 812145
- (1)Employed By (since 4 Aug 2025)
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- [FCA CF] Client dealing (2 Jul 2024 to 14 May 2025)
- [FCA CF] Functions requiring qualifications (2 Jul 2024 to 14 May 2025)
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- [FCA CF] Client dealing (1 Feb 2024 to 16 Jul 2024)
- Appointed representative dealing with clients for which they require qualification (1 Feb 2024 to 16 Jul 2024)
- CF30 Customer (31 Jan 2024 to 16 Jul 2024)
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- (1)Employed By (31 Jan 2024 to 16 Jul 2024)
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- [FCA CF] Functions requiring qualifications (7 Mar 2017 to 3 Mar 2021)
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- CF30 Customer (6 Nov 2008 to 23 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.