Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 14 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (since 6 Aug 2025)
    • [FCA CF] Client dealing (since 6 Aug 2025)
    • CF30 Customer (since 4 Aug 2025)
    • (1)Employed By (since 4 Aug 2025)
  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • [FCA CF] Client dealing (2 Jul 2024 to 14 May 2025)
    • [FCA CF] Functions requiring qualifications (2 Jul 2024 to 14 May 2025)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (1 Feb 2024 to 16 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Feb 2024 to 16 Jul 2024)
    • CF30 Customer (31 Jan 2024 to 16 Jul 2024)
  • R T Financial Planners Limited (no longer approved here)

    FRN 1009143

    • (1)Employed By (31 Jan 2024 to 16 Jul 2024)
  • Handelsbanken plc (no longer approved here)

    FRN 806852

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 3 Mar 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Nov 2008 to 23 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.