Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aegis Financial Planning Limited
FRN 624298
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 5 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 5 Jul 2024)
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- (18)[FCA CF] Functions requiring qualifications (26 Aug 2023 to 24 Jun 2024)
- (17)[FCA CF] Client dealing (26 Aug 2023 to 24 Jun 2024)
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- [FCA CF] Functions requiring qualifications (3 Sep 2021 to 25 Nov 2023)
- [FCA CF] Client dealing (3 Sep 2021 to 25 Nov 2023)
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- CF30 Customer (29 Jun 2021 to 23 Jul 2021)
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- Appointed representative dealing with clients for which they require qualification (11 Dec 2020 to 27 Aug 2021)
- CF30 Customer (3 Dec 2020 to 27 Aug 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2020)
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- CF30 Customer (4 Mar 2019 to 11 Jun 2019)
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- CF30 Customer (12 Feb 2019 to 11 Jun 2019)
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- CF1 Director (AR) (24 Apr 2017 to 16 Jul 2018)
- CF30 Customer (22 Feb 2016 to 5 Oct 2018)
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- Employed By (24 Apr 2017 to 13 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (17)[FCA CF] Client dealing at Roxborough Wealth Management Limited
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controlled function added: (18)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited