Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (10 Aug 2015 to 22 Oct 2015)
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- CF30 Customer (17 Jul 2015 to 22 Oct 2015)
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- CF30 Customer (26 Feb 2015 to 28 May 2015)
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- CF30 Customer (28 May 2013 to 8 Aug 2014)
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- CF30 Customer (24 Mar 2010 to 24 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- CF21 Investment Adviser (13 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Dec 2002 to 13 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (17)[FCA CF] Client dealing at Roxborough Wealth Management Limited
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controlled function added: (18)[FCA CF] Functions requiring qualifications at Roxborough Wealth Management Limited