CB FINANCIAL ADVISERS LLP

• Principal Place of Business

  Crescent House

  Crescent Road

  Worthing

  West Sussex

  BN11 1RN

  UNITED KINGDOM

  Phone

  +4401903534587

  Web

  https://cbfinancialadvice.com

• Complaints Contact

  Crescent House

  Crescent Road

  Worthing

  West Sussex

  BN11 1RN

  UNITED KINGDOM

  Phone

  +4401903534587

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• . Carpenter Box Limited

  IRN XXC01228

  • CF4 Partner (17 Apr 2012 to 7 Nov 2019)
• Alan Steven Edwards

  IRN ASE01032

  • CF4 Partner (30 Oct 2008 to 1 Apr 2012)
• Alexander Christopher Bowers

  IRN ACB01236

  • CF1 Director (AR) (4 Jan 2010 to 1 Apr 2012)
• Andrew Stephen Holt

  IRN ASH01112

  • CF1 Director (AR) (7 Jan 2010 to 1 Apr 2012)
• Benjamin Alexander Keeley

  IRN BXK00191

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 17 Apr 2025)
  • [FCA CF] Client dealing (since 8 May 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
• Charles Harry Eve

  IRN CHE01009

  • CF4 Partner (26 Oct 2011 to 1 Apr 2012)
• Christopher Coopey

  IRN CXC01729

  • CF4 Partner (1 Jan 2010 to 1 Apr 2012)
• Christopher Edward Francis

  IRN CEF01050

  • CF30 Customer (1 Mar 2015 to 6 Nov 2017)
• Eileen Mary Goff

  IRN EMG01042

  • CF4 Partner (30 Oct 2008 to 31 Mar 2010)
• Emma Fitzgerald

  IRN EXW00041

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)

• Coole Bevis Wealth Management Ltd

  FRN 515456 · Appointed 1 Jan 2010

• Bennett Griffin Wealth Management Limited (no longer appointed)

  FRN 727491 · Appointed 1 Dec 2015 · Until 26 Sep 2022

• Alston Consulting Ltd (no longer appointed)

  FRN 401143 · Appointed 5 Nov 2008 · Until 1 Apr 2014

No changes recorded yet.