CB FINANCIAL ADVISERS LLP

• Principal Place of Business

  Crescent House

  Crescent Road

  Worthing

  West Sussex

  BN11 1RN

  UNITED KINGDOM

  Phone

  +4401903534587

  Web

  https://cbfinancialadvice.com

• Complaints Contact

  Crescent House

  Crescent Road

  Worthing

  West Sussex

  BN11 1RN

  UNITED KINGDOM

  Phone

  +4401903534587

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Francisco Lucas Mendoza

  IRN FXM00335

  • SMF27 Partner (since 23 May 2025)
• Gillian Clare Lynes

  IRN GCL01024

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 25 Feb 2016)
• Gillian Yates

  IRN GXY00008

  • CF30 Customer (17 Jul 2015 to 22 Oct 2015)
• Godfrey Ryan

  IRN GXR00356

  • SMF3 Executive Director (since 23 Oct 2025)
• Ivan Spencer Fowlie

  IRN IXF10238

  • SMF27 Partner (9 Dec 2019 to 16 Jul 2020)
  • CF4 Partner (5 Mar 2019 to 8 Dec 2019)
• John Graham Billings

  IRN JGB01131

  • CF4 Partner (30 Oct 2008 to 1 Apr 2012)
• Jonathan Mullett

  IRN JXM06461

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 16 Feb 2022)
  • [FCA CF] Client dealing (since 17 Jan 2022)
  • Appointed representative dealing with clients for which they require qualification (since 17 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 17 Jan 2022)
• Julia Clare Richards

  IRN JCR01141

  • CF30 Customer (1 Nov 2010 to 31 Mar 2013)
• Katie Jane Scrace

  IRN KJS01097

  • CF30 Customer (30 Oct 2008 to 1 Oct 2010)
• Kelvin Beavere Riches

  IRN KBR01019

  • CF30 Customer (16 Mar 2021 to 15 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2021)

• Coole Bevis Wealth Management Ltd

  FRN 515456 · Appointed 1 Jan 2010

• Bennett Griffin Wealth Management Limited (no longer appointed)

  FRN 727491 · Appointed 1 Dec 2015 · Until 26 Sep 2022

• Alston Consulting Ltd (no longer appointed)

  FRN 401143 · Appointed 5 Nov 2008 · Until 1 Apr 2014

No changes recorded yet.