Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • CF1 Director (AR) (since 21 Jun 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Oct 2010)
    • CF2 Non Executive Director (AR) (26 May 2020 to 9 Jan 2024)
    • (1)Employed By (since 21 Jun 2024)
  • Barrington Hamilton Personal Asset Management Ltd (no longer approved here)

    FRN 496085

    • Employed By (1 Dec 2023 to 2 Sep 2024)
  • Coole Bevis Wealth Management Ltd (no longer approved here)

    FRN 515456

    • Employed By (4 Jan 2010 to 1 Oct 2010)
  • Alston Consulting Ltd (no longer approved here)

    FRN 401143

    • (4)Employed By (11 Nov 2008 to 1 Oct 2010)
  • CB FINANCIAL ADVISERS LLP (no longer approved here)

    FRN 489484

    • CF30 Customer (30 Oct 2008 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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