Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HUB Financial Solutions Limited
FRN 455713
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 20 Sep 2023)
- [FCA CF] Client dealing (since 22 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 22 Nov 2021)
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- CF30 Customer (16 Mar 2021 to 15 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2021)
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- Employed By (16 Mar 2021 to 15 Nov 2021)
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- Employed By (16 Mar 2021 to 15 Nov 2021)
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- CF30 Customer (1 Jun 2017 to 29 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.