Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 20 Sep 2023)
    • [FCA CF] Client dealing (since 22 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2021)
  • CB FINANCIAL ADVISERS LLP (no longer approved here)

    FRN 489484

    • CF30 Customer (16 Mar 2021 to 15 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2021)
  • Coole Bevis Wealth Management Ltd (no longer approved here)

    FRN 515456

    • Employed By (16 Mar 2021 to 15 Nov 2021)
  • Bennett Griffin Wealth Management Limited (no longer approved here)

    FRN 727491

    • Employed By (16 Mar 2021 to 15 Nov 2021)
  • INFORMED CHOICE LIMITED (no longer approved here)

    FRN 171077

    • CF30 Customer (1 Jun 2017 to 29 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.