Financial Framework Wealth & Estate Planning Limited

• Principal Place of Business

  Beam House

  Wharfebank Mills

  Ilkley Road

  Otley

  West Yorkshire

  LS21 3JP

  UNITED KINGDOM

  Phone

  +441943663143

  Web

  https://www.financialframework.co.uk

• Complaints Contact

  Beam House

  Wharfebank Mills

  Ilkley Road

  Otley

  LS21 3JP

  UNITED KINGDOM

  Phone

  +441943663143

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adele Dawn Jones

  IRN ADS00013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 24 Mar 2023)
  • [FCA CF] Client dealing (since 10 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2022)
• Andre Michael McRobie

  IRN AMM00038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2024)
  • [FCA CF] Client dealing (since 31 Mar 2024)
• Christopher Antony Hughes

  IRN CXH06486

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 27 Jul 2021)
  • [FCA CF] Client dealing (since 27 Jul 2021)
• David Curtis Armitage

  IRN DCA00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 27 Jul 2021)
  • [FCA CF] Client dealing (since 27 Jul 2021)
• Gillian Yates

  IRN GXY00008

  • [FCA CF] Client dealing (3 Sep 2021 to 25 Nov 2023)
  • [FCA CF] Functions requiring qualifications (3 Sep 2021 to 25 Nov 2023)
• Jaspreet Kaur Haywood

  IRN JXH01167

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
• John Brennan Casey

  IRN JBC00009

  • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 15 Jun 2021)
  • [FCA CF] Client dealing (7 Sep 2020 to 15 Jun 2021)
• Jonathan Paul Hirst

  IRN JPH01165

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
• Mark John Ralph

  IRN MJR01242

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 15 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
• Nicholas Minto

  IRN NXM00450

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 1 Feb 2023)

No changes recorded yet.