Adele Dawn Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Framework Wealth & Estate Planning Limited

    FRN 843450

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 24 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2022)
    • [FCA CF] Client dealing (since 10 Feb 2022)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Feb 2022)
    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
  • SLP Financial Services Ltd (no longer approved here)

    FRN 212970

    • (3)Employed By (13 Jun 2002 to 27 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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