James Murphy

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 10 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (since 10 Apr 2024)
    • CF30 Customer (since 8 Apr 2024)
  • Lawrence Clarke Ltd

    FRN 131460

    • Employed By (since 8 Apr 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (13 Sep 2022 to 2 Jan 2024)
    • CF30 Customer (9 Sep 2022 to 2 Jan 2024)
  • Beals Mortgage and Financial Services Limited (no longer approved here)

    FRN 471442

    • Employed By (9 Sep 2022 to 2 Jan 2024)
  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • [FCA CF] Client dealing (9 Jan 2020 to 22 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Jan 2020 to 22 Jul 2022)
  • SLG Financial Solutions Limited (no longer approved here)

    FRN 563973

    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.