JOHN POULTER

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deep Blue Financial Limited (no longer approved here)
FRN 190203
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2020)
Forth Capital Advisers Limited (no longer approved here)
FRN 811535
- CF30 Customer (27 Mar 2019 to 31 Oct 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (31 Mar 2017 to 15 Jan 2018)
Sense Network Limited (no longer approved here)
FRN 465124
- CF30 Customer (25 Oct 2016 to 31 Mar 2017)
Temple Wealth Management Ltd (no longer approved here)
FRN 531961
- Employed By (25 Oct 2016 to 31 Mar 2017)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (5 Jun 2014 to 27 Oct 2016)
Worldwide Financial Planning Ltd (no longer approved here)
FRN 440668
- CF30 Customer (5 Oct 2013 to 27 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.