D G S Independent Financial Advisers Limited

• Principal Place of Business

  2 Crown Buildings

  The Green

  London

  E4 7EX

  UNITED KINGDOM

  Phone

  +4402085248521

  Web

  https://www.dgsifa.com

• Complaints Contact

  2 Crown Buildings

  The Green

  London

  E4 7EX

  UNITED KINGDOM

  Phone

  +4402085248521

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeffrey Bradley

  IRN JAB00013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Sep 2003 to 31 Oct 2007)
• John Andrews

  IRN JXA00069

  • CF21 Investment Adviser (30 Sep 2003 to 30 Dec 2004)
• John Jones

  IRN JDJ01016

  • [FCA CF] Client dealing (19 Jul 2021 to 14 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Aug 2023)
  • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
  • CF21 Investment Adviser (19 Apr 2004 to 31 Oct 2007)
• John Terrence Mannix

  IRN JXM00268

  • CF21 Investment Adviser (30 Sep 2003 to 28 Apr 2004)
• Jordan Staley

  IRN JXS00385

  • [FCA CF] Benchmark submission and administration (20 Dec 2021 to 21 Dec 2021)
  • [FCA CF] Client dealing (25 Jan 2021 to 8 Feb 2021)
  • [FCA CF] Functions requiring qualifications (25 Jan 2021 to 8 Feb 2021)
• Keith Alexander Wilson

  IRN KAW01058

  • CF30 Customer (30 Sep 2008 to 15 Apr 2009)
• Kevin John Goodall

  IRN KJG00002

  • CF30 Customer (10 Jan 2008 to 10 Jan 2008)
• Malcolm John Snook

  IRN MJS00112

  • CF21 Investment Adviser (30 Sep 2003 to 26 Sep 2005)
• Mark Victor Fordham

  IRN MVF00003

  • CF30 Customer (1 Jan 2010 to 24 Nov 2010)
  • CF21 Investment Adviser (1 Mar 2005 to 25 Aug 2005)
• Michael Peter Hewitt

  IRN MPH01125

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Apr 2021)
  • [FCA CF] Client dealing (since 29 Apr 2021)

• Zhoosh Benefits Ltd

  FRN 1010624 · Appointed 13 May 2024

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