John Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2023)
    • [FCA CF] Client dealing (since 9 Nov 2023)
  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • [FCA CF] Client dealing (19 Jul 2021 to 14 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF21 Investment Adviser (19 Apr 2004 to 31 Oct 2007)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF21 Investment Adviser (17 Jun 2002 to 11 Oct 2002)
    • CF22 Investment Adviser (Trainee) (17 Jun 2002 to 17 Jun 2002)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF22 Investment Adviser (Trainee) (17 Jun 2002 to 17 Jun 2002)
    • CF21 Investment Adviser (17 Jun 2002 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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