Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2023)
    • [FCA CF] Client dealing (since 9 Nov 2023)
  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • [FCA CF] Benchmark submission and administration (20 Dec 2021 to 21 Dec 2021)
    • [FCA CF] Functions requiring qualifications (25 Jan 2021 to 8 Feb 2021)
    • [FCA CF] Client dealing (25 Jan 2021 to 8 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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