Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2021)
  • Edison Consulting Limited (no longer approved here)

    FRN 185477

    • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
  • City Asset Management Plc (no longer approved here)

    FRN 122483

    • CF30 Customer (17 Jan 2008 to 24 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.