Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
- CF30 Customer (9 Oct 2018 to 8 Dec 2019)
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- Employed By (20 Feb 2009 to 4 Mar 2009)
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- CF30 Customer (22 Jan 2008 to 6 Sep 2008)
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- CF30 Customer (10 Jan 2008 to 10 Jan 2008)
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- CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
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- Employed By (20 Jun 2007 to 14 Dec 2007)
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- Employed By (12 Jun 2003 to 2 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.