Sheldon Flanders Financial Services Ltd

Date authorised
1 April 2013
Companies House
07714189
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 St. James Court
    Friar Gate
    Derby
    Derby
    DE1 1BT
    UNITED KINGDOM
    Phone
    +441332913006
    Web
    https://www.sheldonflandersfinancialservices.co.uk

  • Complaints Contact

    6 St. James Court
    Friar Gate
    Derby
    DE1 1BT
    UNITED KINGDOM
    Phone
    +441332913006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Evan Jared Willmot

    IRN EXW14506

    • CF30 Customer (2 May 2019 to 8 Dec 2019)
  • Karen Stella Sheldon

    IRN KSS00014

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (5 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (5 Jul 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jul 2012 to 30 Sep 2018)
  • Kevin John Goodall

    IRN KJG00002

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (9 Oct 2018 to 8 Dec 2019)
  • Lindsey Ann Hughes

    IRN LAB01122

    • CF30 Customer (9 Mar 2015 to 14 Jun 2016)
  • Paul Timothy Amatt

    IRN PTA01005

    • CF30 Customer (4 Mar 2013 to 3 Dec 2019)
  • Rosalyn Elizabeth Armstrong

    IRN LEA00002

    • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
  • Stephen Peter Timothy Hedley

    IRN SPH01137

    • CF30 Customer (24 May 2018 to 23 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.