Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Lythgoe-McNulty

  IRN ELL00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Apr 2012 to 8 Dec 2019)
• Gary Stuart Crossley

  IRN GSC00027

  • SMF3 Executive Director (since 17 Mar 2021)
  • [FCA CF] Manager of certification employee (since 1 Nov 2020)
• Gary Weilding

  IRN GXW00104

  • CF30 Customer (12 Nov 2012 to 25 Jul 2014)
• Graham Morgan

  IRN GKM01019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 18 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (14 Oct 2009 to 8 Dec 2019)
• Grahame Robert Harwood

  IRN GRH00004

  • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 10 Sep 2004)
• HARRY LEWIS

  IRN HXL00124

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 11 Mar 2022)
• Hayley Maria Nicola Warren

  IRN HMW00002

  • CF30 Customer (18 Aug 2014 to 18 Aug 2015)
• Iain Conlon Scott

  IRN ICS01039

  • CF30 Customer (26 Apr 2017 to 15 Apr 2019)
• Ian Andrew McCombe

  IRN IAM00009

  • CF30 Customer (1 Nov 2007 to 27 Apr 2012)
  • CF21 Investment Adviser (19 Jul 2003 to 31 Oct 2007)
• Ian Edward Carter

  IRN IEC01010

  • CF30 Customer (1 Nov 2007 to 4 Nov 2011)
  • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.