Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 27 Apr 2012)
    • CF21 Investment Adviser (19 Jul 2003 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (24 May 2002 to 21 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
  • Cullen Financial Planning (no longer approved here)

    FRN 189045

    • Employed By (26 Feb 2001 to 21 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.