Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 17 Mar 2021)
    • [FCA CF] Manager of certification employee (since 1 Nov 2020)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • CF21 Investment Adviser
    • Responsible for Insurance Mediation (2 Jan 2008 to 17 Nov 2011)
    • CF11 Money Laundering Reporting (2 Jan 2008 to 17 Nov 2011)
    • CF30 Customer (2 Jan 2008 to 17 Nov 2011)
    • CF8 Apportionment and Oversight (2 Jan 2008 to 31 Mar 2009)
    • CF1 Director (2 Jan 2008 to 17 Nov 2011)
    • CF10 Compliance Oversight (2 Jan 2008 to 17 Nov 2011)
  • CHARTWELL FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 189602

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
  • Chartwell Financial Management Ltd (no longer approved here)

    FRN 470114

    • Employed By (18 Jul 2007 to 31 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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