Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian James Crowther

  IRN IJC00001

  • CF1 Director (AR) (1 Jun 2010 to 25 May 2018)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
• Jacqueline Isobel Asher

  IRN JIA01012

  • CF30 Customer (1 Nov 2007 to 10 Nov 2009)
  • CF22 Investment Adviser (Trainee) (13 Jul 2007 to 31 Oct 2007)
• Jake Cunliffe-Neale

  IRN JXC03196

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 8 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 8 Feb 2023)
• James Alexander Elliot

  IRN JXE00336

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 May 2024)
  • [FCA CF] Client dealing (since 10 May 2024)
• James Emmet O'Reilly

  IRN JEO01032

  • CF30 Customer (1 Nov 2007 to 14 May 2009)
  • CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 27 Dec 2006)
• James Matthew Peoples

  IRN JXP00983

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Jun 2024)
• Jan Peter Robinson

  IRN JPR01094

  • CF30 Customer (14 Dec 2007 to 17 Sep 2010)
• John Butterworth

  IRN JXB02494

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
• John Clow

  IRN JXC00002

  • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
  • CF24 Pension Transfer Specialist (5 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Aug 2005 to 31 Oct 2007)
• John Cromey

  IRN JXC00091

  • CF30 Customer (1 Nov 2007 to 18 Feb 2011)
  • Responsible for Insurance Mediation (14 Jan 2005 to 18 Feb 2011)
  • CF1 Director (19 Jul 2003 to 18 Feb 2011)
  • CF10 Compliance Oversight (19 Jul 2003 to 18 Feb 2011)
  • CF24 Pension Transfer Specialist (19 Jul 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (19 Jul 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (19 Jul 2003 to 18 Feb 2011)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.