James Emmet O'Reilly

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cranwell James Financial Planning limited

    FRN 708668

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2020)
    • [FCA CF] Client dealing (since 6 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • Apogee Wealth Management Limited (no longer approved here)

    FRN 503713

    • CF30 Customer (19 Feb 2010 to 30 Mar 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (18 Jun 2009 to 26 Jan 2010)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 14 May 2009)
    • CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 27 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.