Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Millington

  IRN JCM01090

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Sep 2023)
  • CF30 Customer (14 Nov 2008 to 8 Dec 2019)
• Jonathan James Whittle

  IRN JJW01094

  • CF30 Customer (26 Aug 2009 to 8 Jan 2010)
• Jonathan Mark Pittham

  IRN JMP00071

  • CF1 Director (8 Dec 2006 to 8 May 2009)
• Jose Ignacio Vilchez

  IRN JIV01000

  • CF30 Customer (12 Nov 2008 to 18 Jul 2014)
• Joshua Humphreys

  IRN JXH84919

  • SMF3 Executive Director (27 Oct 2020 to 9 Oct 2023)
• Julianna Dimitrova Willmott

  IRN JDW00047

  • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
  • CF21 Investment Adviser (5 Apr 2006 to 31 Oct 2007)
• Kabirul Alam Ansari

  IRN KAA01091

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Jul 2021)
  • [FCA CF] Client dealing (since 29 Jul 2021)
• Karen Ann Robinson

  IRN KAR01069

  • SMF16 Compliance Oversight (9 Dec 2019 to 10 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 May 2024)
  • Responsible for Insurance Mediation (3 Jun 2011 to 30 Sep 2018)
  • CF10 Compliance Oversight (19 Feb 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Feb 2011 to 8 Dec 2019)
  • CF1 Director (16 Apr 2007 to 8 Dec 2019)
• Kenneth Allen

  IRN KFA00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
  • CF30 Customer (12 Nov 2013 to 8 Dec 2019)
• Kerry Anne Vilchez

  IRN KAM01150

  • CF30 Customer (12 Sep 2008 to 5 Oct 2009)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.