Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (12 Nov 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Feb 2013 to 30 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.