Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lee Jeavons

  IRN LXJ01059

  • [FCA CF] Manager of certification employee (1 Apr 2024 to 27 Jun 2025)
  • [FCA CF] Functions requiring qualifications (12 Apr 2022 to 31 Dec 2025)
  • [FCA CF] Client dealing (12 Apr 2022 to 31 Dec 2025)
• Lee Michael Ramsden

  IRN LMR01039

  • CF30 Customer (2 Sep 2010 to 2 Sep 2010)
• Lewis Smith

  IRN LES00001

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Feb 2007 to 31 Oct 2007)
• Liam Denis Baxter

  IRN LXB00677

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 May 2024)
  • [FCA CF] Client dealing (since 14 May 2024)
• Linda Margaret Girard

  IRN LMW01047

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 12 Oct 2023)
  • [FCA CF] Manager of certification employee (since 18 May 2022)
• Lorraine Ann Cregg

  IRN LXC00140

  • [FCA CF] Client dealing (15 Nov 2023 to 26 Jul 2024)
  • [FCA CF] Functions requiring qualifications (15 Nov 2023 to 26 Jul 2024)
• Mark Barlow

  IRN MXB02509

  • CF30 Customer (28 May 2009 to 4 Jan 2010)
• Martin James Norton

  IRN MJN00010

  • CF21 Investment Adviser (28 Oct 2004 to 16 Jun 2005)
• Mary Natalie Hannah Calderbank

  IRN MNC01024

  • CF30 Customer (29 Oct 2009 to 31 Aug 2012)
• Matthew Alexander Cook

  IRN MAC01221

  • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
  • CF22 Investment Adviser (Trainee) (29 Aug 2007 to 31 Oct 2007)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.