Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (1 Apr 2024 to 27 Jun 2025)
- [FCA CF] Functions requiring qualifications (12 Apr 2022 to 31 Dec 2025)
- [FCA CF] Client dealing (12 Apr 2022 to 31 Dec 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2022)
- CF30 Customer (31 Dec 2012 to 8 Dec 2019)
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- CF30 Customer (28 Mar 2011 to 5 Oct 2012)
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- Employed By (28 Mar 2011 to 5 Oct 2012)
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- CF30 Customer (15 Feb 2010 to 8 Apr 2011)
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- CF30 Customer (1 Nov 2007 to 14 Feb 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (19 Mar 2004 to 5 Sep 2005)
- CF22 Investment Adviser (Trainee) (11 Jul 2003 to 19 Mar 2004)
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- CF21 Investment Adviser (19 Mar 2004 to 5 Sep 2005)
- CF22 Investment Adviser (Trainee) (11 Jul 2003 to 19 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.