Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Jones

  IRN MAJ01160

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 May 2019 to 8 Dec 2019)
• Matthew Laing

  IRN MXL01909

  • [FCA CF] Manager of certification employee (18 May 2023 to 27 Jun 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jan 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2026)
  • CF30 Customer (31 Aug 2016 to 8 Dec 2019)
• Matthew Palmer

  IRN MXP09560

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
  • CF30 Customer (12 Jul 2019 to 8 Dec 2019)
• Matthew Testa

  IRN MXT00405

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Aug 2022)
  • [FCA CF] Client dealing (since 5 Aug 2022)
• Michael David Wright

  IRN MDW01115

  • [FCA CF] Material risk taker (since 29 Oct 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 29 Oct 2024)
• Michael Ian Ablott

  IRN MIA01019

  • [FCA CF] Manager of certification employee (18 May 2023 to 28 Mar 2024)
  • [FCA CF] Client dealing (29 Jul 2021 to 28 Mar 2024)
  • [FCA CF] Functions requiring qualifications (29 Jul 2021 to 28 Mar 2024)
• Michael Leslie Atkinson

  IRN MLA01038

  • CF30 Customer (12 Jun 2008 to 16 Jan 2009)
• Michael Neil Williams

  IRN MNW00003

  • CF30 Customer (3 Nov 2009 to 5 Jul 2018)
• Michael Riley

  IRN MXR01959

  • CF30 Customer (5 Sep 2012 to 5 Jul 2018)
• Morven Elizabeth Millar

  IRN MEM00011

  • CF30 Customer (1 Nov 2007 to 29 Jan 2010)
  • CF21 Investment Adviser (18 Nov 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (15 Mar 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 18 Nov 2004)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.