Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Armitage

  IRN NXA01264

  • CF22 Investment Adviser (Trainee) (29 Nov 2006 to 7 Jun 2007)
• Neil Bedford Firth

  IRN NBF00002

  • CF21 Investment Adviser (28 Sep 2006 to 24 Nov 2006)
  • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 28 Sep 2006)
• Nicholas Champ

  IRN NXC00448

  • [FCA CF] Client dealing (3 Oct 2024 to 21 Feb 2025)
  • [FCA CF] Functions requiring qualifications (3 Oct 2024 to 21 Feb 2025)
• Patrick Dryden-Stuart

  IRN PXD00141

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (26 May 2014 to 8 Dec 2019)
• Paul Alexander Chester

  IRN PAC00013

  • [FCA CF] Functions requiring qualifications (17 Jan 2023 to 31 Dec 2024)
  • [FCA CF] Client dealing (17 Jan 2023 to 31 Dec 2024)
  • [FCA CF] Manager of certification employee (9 Nov 2022 to 5 May 2023)
• Paul Andrew Howarth

  IRN PXH01639

  • CF30 Customer (1 Nov 2007 to 13 Sep 2013)
  • CF22 Investment Adviser (Trainee) (12 Jun 2007 to 31 Oct 2007)
• Paul Atkin Baker

  IRN PAB00037

  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
  • CF1 Director (17 Oct 2017 to 8 Dec 2019)
• Paul Brennan

  IRN PVB01015

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (25 Nov 2013 to 8 Dec 2019)
• Paul Christopher Rowling

  IRN PCR00020

  • CF30 Customer (1 Nov 2007 to 7 Oct 2009)
  • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 17 Nov 2004)
• Paul Delargy

  IRN PDD00013

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2024)
  • CF30 Customer (15 Oct 2009 to 8 Dec 2019)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.