Paul Christopher Rowling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apogee Wealth Management Limited

    FRN 503713

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2009 to 13 Jan 2012)
    • CF1 Director (8 Oct 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2009 to 13 Jan 2012)
    • CF30 Customer (8 Oct 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Oct 2009 to 13 Jan 2012)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 7 Oct 2009)
    • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 17 Nov 2004)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.