Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Lindsay Breaks

  IRN PLB00006

  • CF1 Director (19 Jul 2003 to 31 May 2004)
  • CF21 Investment Adviser (19 Jul 2003 to 31 May 2004)
  • CF24 Pension Transfer Specialist (19 Jul 2003 to 31 May 2004)
• Paul Shaw

  IRN PHS00009

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (12 Aug 2013 to 8 Dec 2019)
• Peter German

  IRN PXG00134

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (17 Apr 2014 to 8 Dec 2019)
• Philip Steven Dodd

  IRN PSD00001

  • CF30 Customer (4 May 2012 to 31 Jul 2013)
• Praful Mistry

  IRN PXM00281

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 May 2010 to 8 Dec 2019)
• Rachel Aldersley

  IRN RXA01327

  • CF22 Investment Adviser (Trainee) (16 Nov 2004 to 27 Sep 2006)
• Ravi Singh Tara

  IRN RXT00075

  • [FCA CF] Material risk taker (29 Oct 2024 to 23 Mar 2026)
  • Director of firm who is not a certification employee or a SMF manager (29 Oct 2024 to 23 Mar 2026)
• Richard Edward Cullen

  IRN RXC00080

  • SMF1 Chief Executive (15 May 2020 to 29 Oct 2024)
  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (19 Jul 2003 to 31 Oct 2007)
  • CF1 Director (19 Jul 2003 to 8 Dec 2019)
• Richard Marcus James Bridge

  IRN RMB00076

  • CF30 Customer (11 Aug 2011 to 28 Dec 2012)
• Robert Doogan

  IRN RLD01047

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 May 2005 to 27 Dec 2006)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.