Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Saira Chambers

  IRN SXC01269

  • [FCA CF] Material risk taker (since 29 Oct 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 29 Oct 2024)
• Shaun Andrew Moran

  IRN SAM01232

  • CF1 Director (1 Jun 2005 to 1 Oct 2014)
• Simon Gerald Hardstaff

  IRN SXH01525

  • CF30 Customer (1 Nov 2007 to 7 Oct 2009)
  • CF24 Pension Transfer Specialist (16 May 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (28 Jan 2005 to 16 May 2005)
• Stuart Adam Craig

  IRN SXC01893

  • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
  • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 31 Oct 2007)
• Stuart Arnold

  IRN SEA01019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (3 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2010 to 8 Dec 2019)
• Susan Elizabeth King

  IRN SEK00005

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
• Tahira Latif Khan

  IRN TLK01008

  • [FCA CF] Client dealing (24 Apr 2023 to 12 May 2023)
  • [FCA CF] Functions requiring qualifications (29 Jul 2021 to 2 Sep 2022)
• Terence Peter Larkin

  IRN TPL00005

  • CF30 Customer (1 Nov 2007 to 11 Sep 2009)
  • CF24 Pension Transfer Specialist (19 Jul 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (19 Jul 2003 to 31 Oct 2007)
• Thomas Christopher Hardman

  IRN TXH00352

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2025)
  • [FCA CF] Client dealing (since 11 Jul 2025)
• Thomas Sheldon

  IRN TGS01035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 29 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 May 2010 to 8 Dec 2019)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.