Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2023)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • [FCA CF] Client dealing (24 Apr 2023 to 12 May 2023)
    • [FCA CF] Functions requiring qualifications (29 Jul 2021 to 2 Sep 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2020)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Aug 2008 to 22 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.