Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kellands (Hale) Limited
FRN 193498
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 3 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 19 Dec 2023)
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- [FCA CF] Client dealing (24 Apr 2023 to 12 May 2023)
- [FCA CF] Functions requiring qualifications (29 Jul 2021 to 2 Sep 2022)
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- [FCA CF] Functions requiring qualifications (9 Sep 2020 to 26 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2020)
- CF30 Customer (8 May 2018 to 8 Dec 2019)
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- CF30 Customer (14 Aug 2008 to 22 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.