Terence Peter Larkin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cranwell James Financial Planning limited

    FRN 708668

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2020)
    • [FCA CF] Client dealing (since 6 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Apr 2016 to 8 Dec 2019)
    • CF1 Director (1 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2016 to 30 Sep 2018)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 11 Sep 2009)
    • CF24 Pension Transfer Specialist (19 Jul 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Jul 2003 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (24 May 2002 to 21 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
  • Cullen Financial Planning (no longer approved here)

    FRN 189045

    • Employed By (7 Mar 2001 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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