Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cullen Wealth Limited
FRN 224355
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (17 Apr 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Jun 2014)
- CF24 Pension Transfer Specialist (26 Jan 2007 to 31 Oct 2007)
- CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Apr 2004 to 10 Mar 2006)
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- Employed By (22 Nov 2005 to 8 Dec 2019)
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- Employed By (22 Nov 2005 to 8 Dec 2019)
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- Employed By (9 Apr 2003 to 8 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.