Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Apr 2014 to 8 Dec 2019)
  • PWS Financial Consulting Limited (no longer approved here)

    FRN 124984

    • CF30 Customer (1 Nov 2007 to 9 Jun 2014)
    • CF24 Pension Transfer Specialist (26 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Apr 2004 to 10 Mar 2006)
  • Legal & Financial Solutions Limited (no longer approved here)

    FRN 226305

    • Employed By (22 Nov 2005 to 8 Dec 2019)
  • Kinsman Independent Financial Advisers Ltd (no longer approved here)

    FRN 230590

    • Employed By (22 Nov 2005 to 8 Dec 2019)
  • Thinc Independent Solutions (no longer approved here)

    FRN 177003

    • Employed By (9 Apr 2003 to 8 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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