Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Jan 2023 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (17 Jan 2023 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (9 Nov 2022 to 5 May 2023)
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- [FCA CF] Functions requiring qualifications (17 Feb 2020 to 15 Sep 2022)
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- CF30 Customer (2 Jun 2016 to 25 Sep 2019)
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- CF30 Customer (1 Nov 2007 to 18 Oct 2013)
- CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Sep 2006 to 28 Nov 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.