Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • [FCA CF] Client dealing (17 Jan 2023 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (17 Jan 2023 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Nov 2022 to 5 May 2023)
  • Pension Works Limited (no longer approved here)

    FRN 739922

    • [FCA CF] Functions requiring qualifications (17 Feb 2020 to 15 Sep 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (2 Jun 2016 to 25 Sep 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 18 Oct 2013)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Sep 2006 to 28 Nov 2006)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.