Michael Ian Ablott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perennial Financial Management Limited

    FRN 402393

    • CF1 Director (AR) (since 1 Jun 2024)
    • CF30 Customer (since 1 Apr 2024)
  • Dunham Wealth Ltd

    FRN 923371

    • (2)Employed By (since 1 Apr 2024)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • [FCA CF] Manager of certification employee (18 May 2023 to 28 Mar 2024)
    • [FCA CF] Client dealing (29 Jul 2021 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (29 Jul 2021 to 28 Mar 2024)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Apr 2021)
    • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (4 Aug 2009 to 22 Jul 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Jul 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (19 Jun 2006 to 5 Oct 2006)
    • CF22 Investment Adviser (Trainee) (28 Sep 2005 to 19 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (29 Dec 2004 to 30 Sep 2005)
    • CF22 Investment Adviser (Trainee) (20 Jan 2004 to 29 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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