Matthew Alexander Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 Sep 2022)
    • CF30 Customer (since 8 Sep 2022)
    • CF1 Director (AR) (since 8 Sep 2022)
    • [FCA CF] Functions requiring qualifications (7 Sep 2022 to 12 Sep 2022)
    • [FCA CF] Client dealing (7 Sep 2022 to 12 Sep 2022)
  • Suttons Independent Financial Advisers Limited (no longer approved here)

    FRN 455848

    • CF30 Customer (24 Oct 2016 to 2 May 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (8 Aug 2014 to 19 Nov 2016)
    • CF1 Director (AR) (8 Aug 2014 to 19 Nov 2016)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 19 Sep 2008)
    • CF22 Investment Adviser (Trainee) (29 Aug 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF22 Investment Adviser (Trainee) (19 Apr 2007 to 2 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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