Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 May 2024)
    • Responsible for Insurance Mediation (3 Jun 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (19 Feb 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Feb 2011 to 8 Dec 2019)
    • CF1 Director (16 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.