Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 10 May 2024)
- SMF3 Executive Director (9 Dec 2019 to 29 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 May 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 May 2024)
- Responsible for Insurance Mediation (3 Jun 2011 to 30 Sep 2018)
- CF11 Money Laundering Reporting (19 Feb 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (19 Feb 2011 to 8 Dec 2019)
- CF1 Director (16 Apr 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.