Ian Edward Carter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 26 Mar 2025)
    • CF30 Customer (since 24 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • Mandarin Wealth Limited

    FRN 956982

    • (7)Employed By (since 24 Mar 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (10 Nov 2011 to 7 Oct 2014)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 4 Nov 2011)
    • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (13 Jul 2006 to 29 Sep 2006)
    • CF22 Investment Adviser (Trainee) (18 Feb 2005 to 13 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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