Hayley Maria Nicola Warren

• TrinityBridge Limited

  FRN 119329

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2023)
• Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

  FRN 830170

  • [FCA CF] Functions requiring qualifications (18 Mar 2020 to 3 Oct 2022)
  • [FCA CF] Client dealing (18 Mar 2020 to 3 Oct 2022)
• Gallagher Risk & Reward Limited (no longer approved here)

  FRN 184711

  • CF30 Customer (24 Oct 2016 to 31 May 2019)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • CF30 Customer (24 Sep 2015 to 28 Jul 2016)
• Cullen Wealth Limited (no longer approved here)

  FRN 224355

  • CF30 Customer (18 Aug 2014 to 18 Aug 2015)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (1 Jul 2014 to 30 Jul 2014)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)

No changes recorded yet.