Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Richard Philip Penrice

  IRN RPP01016

  • CF30 Customer (1 Nov 2007 to 10 Nov 2014)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Richard Roman

  IRN RXR00412

  • [FCA CF] CASS oversight function (since 19 Mar 2024)
• Richard Warne

  IRN RAW01122

  • [FCA CF] Manager of certification employee (17 May 2018 to 23 Mar 2020)
  • [FCA CF] Functions requiring qualifications (7 Mar 2018 to 23 Mar 2020)
  • [FCA CF] Client dealing (7 Mar 2016 to 23 Mar 2020)
  • CF30 Customer (1 Sep 2013 to 6 Mar 2016)
  • CF21 Investment Adviser (3 Jun 2003 to 1 Jul 2007)
  • CF27 Investment Management (3 Jun 2003 to 1 Jul 2007)
• Richard William Combs

  IRN RWC01086

  • CF30 Customer (1 Nov 2007 to 9 Oct 2009)
  • CF22 Investment Adviser (Trainee) (10 Jul 2006 to 31 Oct 2007)
• Richard William Killingbeck

  IRN RWK01011

  • CF30 Customer (14 Jul 2010 to 27 Aug 2012)
• Robert Babar

  IRN RJB01434

  • CF30 Customer (11 Aug 2008 to 3 Mar 2015)
• Robert Cronin

  IRN RFC01055

  • CF30 Customer (28 Mar 2008 to 6 Mar 2016)
• Robert Dihan Fernando

  IRN RDF01049

  • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
• Robert Donald Stewart

  IRN RDS01046

  • CF27 Investment Management (1 Dec 2001 to 19 Aug 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2002)
• Robert Eiichi Bowie

  IRN REB01039

  • CF21 Investment Adviser (4 Jul 2005 to 1 Jul 2007)
  • CF27 Investment Management (4 Jul 2005 to 1 Jul 2007)

No changes recorded yet.