Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • [FCA CF] Material risk taker (since 4 Mar 2025)
    • [FCA CF] Client dealing (since 4 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (24 Nov 2009 to 31 Mar 2018)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 9 Oct 2009)
    • CF22 Investment Adviser (Trainee) (10 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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