Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Robert John Parker

  IRN RJP01170

  • CF30 Customer (5 Sep 2013 to 6 Mar 2016)
• Robert Kalff

  IRN RCK01013

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Robert Kent Smith

  IRN RKS01038

  • CF21 Investment Adviser (2 Apr 2002 to 15 Apr 2002)
• Robert Mark Wainwright

  IRN RXW00505

  • [FCA CF] Manager of certification employee (since 18 Oct 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
  • [PRA CF] Managing a material risk taker (since 18 Oct 2024)
  • [FCA CF] Material risk taker (since 18 Oct 2024)
• Robert Shemtob

  IRN RXS01280

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Robert Stewart Martin Cutler

  IRN RSC01081

  • CF11 Money Laundering Reporting (8 May 2007 to 29 Aug 2008)
• Robert William Sledmere

  IRN RWS01108

  • CF30 Customer (15 Sep 2008 to 25 Apr 2010)
• Roberto Demartini

  IRN RXD01599

  • CF30 Customer (26 Sep 2011 to 6 Mar 2016)
• Robin Reynolds

  IRN RAR01078

  • CF21 Investment Adviser (25 Mar 2002 to 2 Jun 2003)
  • CF27 Investment Management (25 Mar 2002 to 2 Jun 2003)
• Roderick Boulton

  IRN RJB01220

  • [FCA CF] Client dealing (4 May 2018 to 23 May 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 23 May 2019)
  • CF30 Customer (5 Jul 2010 to 6 Mar 2016)

No changes recorded yet.