Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Credit Suisse (UK) Limited
FRN 124269
- [FCA CF] Manager of certification employee (since 18 Oct 2024)
- [FCA CF] Material risk taker (since 18 Oct 2024)
- [PRA CF] Managing a material risk taker (since 18 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
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CREDIT SUISSE INTERNATIONAL
FRN 146702
- [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
- [FCA CF] Material risk taker (since 18 Oct 2024)
- [FCA CF] Manager of certification employee (18 Oct 2024 to 5 Nov 2025)
- [PRA CF] Managing a material risk taker (18 Oct 2024 to 5 Nov 2025)
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 6 Sep 2024)
- [PRA CF] Managing a material risk taker (since 6 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 20 Jul 2023)
- [FCA CF] Material risk taker (since 20 Jul 2023)
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- [FCA CF] Manager of certification employee (18 Oct 2024 to 4 Aug 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.