Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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abrdn Fund Managers Limited
FRN 121803
- [FCA CF] Material risk taker (since 1 Jan 2023)
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abrdn Investments Limited
FRN 121891
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (1 Apr 2022 to 30 Jul 2024)
- [FCA CF] Material risk taker (10 Nov 2021 to 31 Dec 2022)
- CF30 Customer (6 Jul 2009 to 8 Dec 2019)
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abrdn Investment Management Limited
FRN 188406
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (1 Apr 2022 to 30 Jul 2024)
- [FCA CF] Material risk taker (10 Nov 2021 to 31 Dec 2022)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
- CF27 Investment Management (20 Mar 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (4 Jul 2005 to 1 Jul 2007)
- CF27 Investment Management (4 Jul 2005 to 1 Jul 2007)
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- CF27 Investment Management (11 Feb 2002 to 29 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.