Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 30 Jul 2024)
    • [FCA CF] Material risk taker (10 Nov 2021 to 31 Dec 2022)
    • CF30 Customer (6 Jul 2009 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 30 Jul 2024)
    • [FCA CF] Material risk taker (10 Nov 2021 to 31 Dec 2022)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (20 Mar 2007 to 31 Oct 2007)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF21 Investment Adviser (4 Jul 2005 to 1 Jul 2007)
    • CF27 Investment Management (4 Jul 2005 to 1 Jul 2007)
  • Artemis Fund Managers Limited (no longer approved here)

    FRN 122448

    • CF27 Investment Management (11 Feb 2002 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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