Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
UBS AG
FRN 186958
- [FCA CF] Client dealing (since 2 Oct 2023)
-
- [FCA CF] Client dealing (7 Mar 2016 to 2 Oct 2023)
- CF30 Customer (2 Mar 2015 to 6 Mar 2016)
-
- CF30 Customer (11 Aug 2008 to 3 Mar 2015)
-
- CF22 Investment Adviser (Trainee) (8 Feb 2007 to 15 Oct 2007)
-
- CF22 Investment Adviser (Trainee) (6 Nov 2006 to 1 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.