Covestium Ltd

• Principal Place of Business

  Mockham Barton

  Brayford

  Barnstaple

  Devon

  EX32 7LH

  UNITED KINGDOM

  Phone

  +4402032861544

  Web

  https://www.covestium.co.uk

• Complaints Contact

  Mockham Barton

  Brayford

  Barnstaple

  Devon

  EX32 7LH

  UNITED KINGDOM

  Phone

  +4402032861544

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Magnus Page

  IRN AMP01153

  • CF21 Investment Adviser (7 Sep 2006 to 1 Feb 2007)
  • CF22 Investment Adviser (Trainee) (21 Jun 2005 to 7 Sep 2006)
• Alastair Guthrie Kuhn

  IRN AGK01017

  • CF21 Investment Adviser (26 Apr 2004 to 8 Dec 2004)
• Amanda Fleur McCracken

  IRN AFM01041

  • CF1 Director (AR) (30 Sep 2003 to 7 Dec 2004)
  • CF27 Investment Management (30 Sep 2003 to 8 Dec 2004)
  • CF21 Investment Adviser (30 Sep 2003 to 7 Dec 2004)
  • CF1 Director (30 Sep 2003 to 8 Dec 2004)
• Andrew Frangos

  IRN AXF01255

  • CF1 Director (AR) (1 Feb 2005 to 7 Feb 2007)
  • CF27 Investment Management (12 Jan 2005 to 7 Feb 2007)
  • CF21 Investment Adviser (12 Jan 2005 to 7 Feb 2007)
• Andrew John Frederick Houchin

  IRN AJH01507

  • CF22 Investment Adviser (Trainee) (10 Oct 2006 to 1 Feb 2007)
• Anthony Joseph Emile MacFarlane

  IRN AJM01249

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF27 Investment Management (8 Oct 2002 to 31 Oct 2007)
• Chloe Murphy

  IRN CXM01224

  • CF28 Systems and controls (1 Nov 2007 to 17 Jul 2018)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Jul 2018)
  • CF10 Compliance Oversight (1 Dec 2001 to 17 Jul 2018)
• Christopher Anthony Hill

  IRN CAH01105

  • CF1 Director (AR) (25 Jan 2005 to 7 Feb 2007)
  • CF21 Investment Adviser (12 Jan 2005 to 7 Feb 2007)
• Christopher James Wellesley

  IRN CJW01126

  • CF21 Investment Adviser (24 Jun 2004 to 3 Nov 2004)
• Dominique Ghassan Kateb

  IRN DGK01016

  • CF21 Investment Adviser (11 Oct 2004 to 11 May 2005)

• Cornhill Asset Management Ltd (no longer appointed)

  FRN 424353 · Appointed 24 Jan 2005 · Until 7 Feb 2007

• Turnstone Asset Management Ltd (no longer appointed)

  FRN 228590 · Appointed 22 Sep 2003 · Until 7 Dec 2004

No changes recorded yet.