Covestium Ltd

• Principal Place of Business

  Mockham Barton

  Brayford

  Barnstaple

  Devon

  EX32 7LH

  UNITED KINGDOM

  Phone

  +4402032861544

  Web

  https://www.covestium.co.uk

• Complaints Contact

  Mockham Barton

  Brayford

  Barnstaple

  Devon

  EX32 7LH

  UNITED KINGDOM

  Phone

  +4402032861544

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Francis James Heathcote

  IRN FJH01015

  • CF21 Investment Adviser (23 Jul 2002 to 13 Sep 2002)
  • CF27 Investment Management (23 Jul 2002 to 28 Feb 2005)
• Gary Raymond Charles Waite

  IRN GRW01079

  • CF22 Investment Adviser (Trainee) (20 Sep 2006 to 1 Feb 2007)
• Geoffrey Karl Snell

  IRN GKS01025

  • CF27 Investment Management (1 May 2002 to 23 Aug 2002)
• George Anderson Hobson

  IRN GAH01087

  • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
  • CF3 Chief Executive (4 Aug 2009 to 8 Dec 2019)
  • CF1 Director (AR) (11 Nov 2003 to 10 Dec 2019)
  • CF1 Director (16 Sep 2002 to 8 Dec 2019)
• Graham Conor O'Loughlin

  IRN GCO01007

  • CF21 Investment Adviser (7 Sep 2006 to 1 Feb 2007)
  • CF22 Investment Adviser (Trainee) (10 Jan 2006 to 7 Sep 2006)
• James Chalmer

  IRN JRC01087

  • CF21 Investment Adviser (11 Aug 2003 to 11 May 2005)
• James William Almond

  IRN JWA01039

  • CF21 Investment Adviser (13 Jan 2005 to 1 Feb 2007)
• John Patrick Campbell

  IRN JPC01082

  • CF27 Investment Management (1 Dec 2001 to 24 Sep 2007)
• Jonathan David Wicks

  IRN JXW01802

  • CF22 Investment Adviser (Trainee) (5 May 2006 to 1 Jun 2006)
• Jonathan Michael Burgess

  IRN JMB01375

  • CF22 Investment Adviser (Trainee) (6 Nov 2006 to 1 Feb 2007)

• Cornhill Asset Management Ltd (no longer appointed)

  FRN 424353 · Appointed 24 Jan 2005 · Until 7 Feb 2007

• Turnstone Asset Management Ltd (no longer appointed)

  FRN 228590 · Appointed 22 Sep 2003 · Until 7 Dec 2004

No changes recorded yet.